US conference on comparative international dispute resolution processes

Call for Panel Proposals and Papers
ASCL Annual Meeting

17 Oct 2019 – 19 Oct 2019, University of Missouri School of Law’s Center for the Study of Dispute Resolution , Columbia, Missouri

The American Society of Comparative Law (ASCL) has just issued a call for proposals for (1) concurrent panels and (2) a works in progress conference to be held in association with the ASCL 2019 Annual Meeting, which will be held at the University of Missouri School of Law’s Center for the Study of Dispute Resolution between Thursday, October 17, and Saturday, October 19, 2019. The event is open to ASCL and non-ASCL members.

The theme of the Annual Meeting is “Comparative Law and International Dispute Resolution Processes” and will feature presentations on how comparative law affects various types of cross-border conflict, including but not limited to transnational litigation, arbitration, mediation, online dispute resolution (ODR), conflict resolution, access to justice and dispute system design. Concurrent panels and works in progress papers need not fall within this general theme, although of course they may. Multilingual panel proposals will be considered as part of ASCL’s mission to foster plurilingualism.

PAPER SUBMISSIONS/FURTHER INFORMATION: Information on the event, including the call for panel proposals and works in progress submissions, is available at http://law.missouri.edu/faculty/symposia/comparative-law-international-dispute-resolution-processes. Proposals will be accepted until May 20, 2019. Queries may be addressed to Mary Tran at 2019ASCL@law.ucla.edu

The American Society of Comparative Law, Inc. (ASCL) is the leading organization in the United States promoting the comparative study of law. Founded in 1951, it is a thriving organization of more than 100 institutional sponsor members, both in the United States and abroad, and a growing number of individual members. The Society publishes The American Journal of Comparative Law, the outstanding American publication of scholarship on comparative law. The Society also holds annual meetings at which comparative law scholars present research and critically examine important legal issues from a comparative perspective. In addition, the Society provides support to other scholarly conferences both in the United States and internationally that deal with comparative law.

The nationally-ranked Center for the Study of Dispute Resolution (CSDR) at the University of Missouri School of Law seeks to develop and promote appropriate methods for understanding, managing and resolving domestic and international conflict as well as the use of dispute resolution techniques to enhance informed decision-making. In furtherance of that mission, the CSDR fosters comprehensive approaches to lawyering and decision-making and promotes the appropriate use of alternative processes of dispute resolution through engagement in legal and interdisciplinary scholarship; law school teaching and curriculum initiatives; educational services to legal and dispute resolution professionals; law reform related to dispute resolution; and direct dispute resolution services.

Age and Mediation in Theory & Practice

Age and Mediation Part II

My last blog ended with the question of how mediation might have helped Edith Hill, a 96-year-old African-American woman. As told by documentary filmmaker Laura Checkoway and journalist Judith Graham, her story includes factors familiar to elder mediation proponents. These include longstanding family conflict, loving adult children, allegations of financial abuse that were raised but not resolved through a legal process, and debate over how to best identify and support cognitively impaired and highly dependent adults. Mediation has been theorized to empower older adults in these situations by providing greater opportunity for direct participation and for warring loved ones to focus on finding the best way to provide care.

220px-Edith_and_Eddie_Film_2018

In the documentary of Edith and her husband Eddie, a heartwarming story of the world’s oldest interracial newlywed couple is ended by heartbreaking separation. Edith and Eddie have no recourse in the face of a professional guardian’s authority to move Edith to another state. Eddie dies a couple weeks later.

Would mediation have helped? Given that no attempt was made, any argument is one of speculation. As a relatively new specialization, elder mediation is still developing its empirical foundation. The purpose of this blog post is to help move from theory to practice by briefly presenting results from study of elder mediation pilot projects in Ghana and the United States. I first explain why the elder advocacy agency in each research site pilot tested mediation. I then briefly present from my study and findings to end with a more empirically based guess as to whether mediation could have helped Edith Hall.

Research sites

In both countries, the primary research sites selected were elder advocacy agencies. Each had identified mediation as potentially empowering for older adults. In Ghana, the goal was to improve the cultural sensitivity of an elder rights program. The concern was that most legal cases violating the rights of older adults would involve family, and that mediation was more culturally appropriate than formal legal intervention. In the U.S., one goal was to build from adult guardianship mediation. Was it possible to keep cases out of court through mediation referral and thus obviate unnecessary guardianship appointments? The other was to continue testing the benefits of mediation in adult guardianship cases. The U.S. elder advocacy agency partnered with mediation professionals and court services in three states with outreach efforts to potential referral sources, such as clergy, hospice workers, and geriatric case managers.

Research design

A qualitative, ethnographic approach was used given the exploratory nature of both projects. In neither research site were enough cases generated to allow more standard program evaluation. My project was therefore adapted to ask more basic questions, such as how to explain the gap between professional anticipation of need and low caseload results. Over time I also questioned the underlying presumptions of an elder advocacy discourse in which chronological age was conflated with vulnerability, loss, and dependency (Crampton 2016).

old-couple-2313286_1920

https://pixabay.com/en/old-couple-sitting-grandparents-2313286/. ErikaWittlieb

Was this culturally resonant with the lived experience of those aged 60+? I approached these questions primarily through the participant observation methods of anthropological field research.

Research findings

In both countries, one explanation for low caseload was the presence of alternatives. In Ghana, people commonly seek third parties who convene a meeting to resolve disputes without resorting to a formal legal process (Crampton 2006). However, the third party is more typically a respected member of an organization (such as a company) or a community (such as the head of an extended family) whose expertise is known through seniority and demonstrated maturity. Formal training and mediation professionalization was new during data collection (2004-5). While the elder advocacy agency was interested in professionalization, they had already provided dispute resolution intervention for older adults seeking help through a community development officer. And, they had previously resolved conflicts among older adults using their services without professional mediation training. During the research period, I followed a dispute brought by an older adult to his local chief. Meanwhile, the European donor for the legal rights program did not expand project parameters to ADR services.

In the U.S., the presence of alternatives to mediation came from professionals and creative avoidance by older adults. Despite extensive outreach, professionals who worked with older adults agreed with purported benefits but felt no need to refer cases given their own expertise. Meanwhile, one of the mediation program partners found that older adults were particularly reluctant to agree to mediation. They wanted to keep family conflict private. This changed when cases went to court, and mediation became the more private alternative. In my field research, I found that people in the U.S. avoid the stigma and loss associated with growing older by refusing services specifically targeted to “elders” and “older adults.” In one case, for example, an older adult refused professional intervention and yet relied on neighbors, church members, and her therapist for support as she grew frail and dependent. She found overnight caregivers by placing an ad in a local newspaper. This reminded me of a phrase learned from one older adult, “Old age is just a number and mine is unlisted.” How are “elder” mediation services best offered to people aged 60+ who balk at identification as an “older” adult?

Lessons learned

Would mediation have helped Edith and Eddie? Answering this question might start with asking why mediation was never part of the story. At least one court and several lawyers were part of the guardianship case. Was there consideration of mediation referral? Were attempts made but ultimately refused? Answering these questions would help ground the answer from one of theory to case specifics. From my observations as a researcher, I think that mediation could have been a less traumatic way to resolve conflict over whether Edith would move back to Florida. However, this option requires consent from several parties, expertise in how to include Edith (and Eddie), and ensure that her best interests were met, and time invested to work through the emotions and practical complications of caregiving by three adult children living in different states. In other words, moving from theory to practice requires realistic assessment of how to get to a lot of “yes” answers before mediation sessions begin.

Age and Mediation

Introduction

What is the importance of age in alternative dispute resolution? One element is integration of older adulthood and mediation. Advocates have developed “elder mediation” to help empower older adults, to help resolve family conflicts impeding “eldercaring coordination,” and to facilitate difficult decisions over, “What to do with Dad” (or Mum). Integration of gerontology and mediation have been signaled as, ‘The Coming of Age” (Wood and Bowman-Kestner 1990) for alternative dispute resolution. This double entendre points to two things; age as a consideration in mediation, and the impact of a demographic “longevity revolution,” as more people are living not only into old age but also the “very old” ages of 85+

great-grandmother photo

 

In the U.S., the connection between age and mediation began through civil rights advocacy and legal reform on behalf of older adults. The focus was adult guardianship. A national investigation by the Associated Press (AP) in the 1980s exposed rampant problems in what they called an “ailing system.”

How adult guardianship as solution can become the problem

Adult guardianship is a legal decision in which a judge, jury or tribunal transfers legal rights and responsibilities from adults to an appointed guardian. The intention is to provide a surrogate decision-maker for adults who cannot manage finances and/or ensure self-care. Although comprehensive data on guardianship in the U.S. is lacking, past studies have shown a disproportionate number of older adults under guardianship (AP 1987; Keith and Wacker 1994).

The AP expose found egregious problems in court petitions with paltry evidence, hearings lasting minutes without due process protections, and lack of oversight. A presumably benevolent intervention lacked sufficient scrutiny.

Since then, news stories continue to expose guardianship abuse within a poorly monitored system (Wood 2016) that allows exploitation. In a recent documentary, the intended heartwarming story of the world’s oldest newlywed interracial couple abruptly ends through guardianship intervention.

holding globe w older adults

Once under guardianship, an adult becomes a ward of the court, and loses such basic rights as choice over where to live and whom to marry. The investigated necessity of guardianship, then, should be balanced with concern for rights protection and self-determination.

Mediation as a Solution?

Could mediation have facilitated a better outcome? Mediation as elder advocacy intervention was pilot tested in adult guardianship cases as part of legal reform (Wood 2016). One purpose was to refer cases that were motivated through family conflict more than need for guardianship. Goals included helping identify less restrictive alternatives, resolve conflicts that were displaced into “custody feuds” over adult parents, and to improve family functioning to better focus on meeting the needs of older adults (Crampton 2013; TCSG 2001). A less restrictive alternative could still be a legal remedy, such as power of attorney, which targets financial and/or health care decision-making. Another purpose was to address underlying conflict in cases after guardianship appointments. For example, a guardian inappropriately using this legal authority to prevent other family from contact would lose in court and be referred to mediation. In these cases, the goal is not to supplant the legal system as much as to find a better tool for solving problems that were not best addressed through law. An adult under guardianship due to cognitive impairment, for example, might still be included in mediation with modifications, special training, and support (Barry 2013). In Australia, the egregious problems of court-based trials found in U.S. adult guardianship cases have been addressed through use of specialized tribunals (Carroll and Smith 2010). The potential use of mediation for non-legal issues, such as family conflict, nevertheless remains (Carroll and Smith 2010).

In returning to the case of Edith and Eddie, it seems mediation could have played a role. In a follow up investigation inspired by the documentary, Judith Graham found that underlying guardianship decision-making about Edith were longstanding disputes and caregiver strain among Edith’s adult children. She describes an underlying problem of, “Three daughters in distress over the care of an aged mother and roiled by disputes played out in courtrooms among far-flung siblings.”

Would mediation have empowered Edith to better voice her wishes and receive the care she needed? My next blog addresses this question through results from my elder mediation study in the United States, and ongoing challenges in the development of age and mediation into an ADR specialty.

Photo credits: The first photo is from freestocks.org and the second is from pixabay.com

References cited for sources that might not have hyperlinks:

  • Barry, L. (2013). ‘Elder mediation’, Australasian Dispute Resolution Journal 24: 251. Accessed through SSRN: https://papers.ssrn.com/sol3/papers.cfm?abstract_id=2386459
  • Bayles, Fred (1987). “Guardians of the Elderly: An Ailing System Part I.” Associated Press. Accessed from: https://www.apnews.com/1198f64bb05d9c1ec690035983c02f9f
  • Carroll, R., & Smith, A. (2010). Mediation in guardianship proceedings for the elderly: An Australian Pprspective. Windsor YB Access Just., 28, 53.
  • Crampton, A. (2013). Elder mediation in theory and practice: Study results from a national caregiver mediation demonstration project. Journal of gerontological social work, 56(5), 423-437.
  • Keith, P. M., & Wacker, R. R. (1994). Older wards and their guardians. Greenwood Publishing Group.
  • Kestner, P. B., & Wood, E. (1988). Mediation: The Coming of Age: A Mediator’s Guide in Serving the Elderly. American Bar Association, Standing Committee on Dispute Resolution and Commission on Legal Problems of the Elderly for the National Institute for Dispute Resolution.
  • The Center for Social Gerontology (2001). “Evaluating mediation as a means of resolving adult guardianship cases.” Available through TCSG: http://www.tcsg.org
  • Wood, E. (2016). Recharging adult guardianship reform: six current paths forward. Journal of Aging, Longevity, Law, and Policy, 1(1), 5.
  • Wood, E., & Quinn, M. J. (2017). Guardianship Systems. In Elder Abuse (pp. 363-386). Springer, Cham.

 

 

 

OPPORTUNITY: Call for EOIs for ADRAC Council Membership

Network members are invited to apply for membership of The Australian Dispute Resolution Advisory Council (ADRAC). As ADRAC is not funded, Council members must have capacity to pay their own costs and volunteer their time for Council activity. This is an opportunity to contribute to the dispute resolution community. More about ADRAC can be seen at their website.

ADRAC Membership Expression of Interest (pdf call for expressions of interest)

AUSTRALIAN DISPUTE RESOLUTION ADVISORY COUNCIL (ADRAC)

COUNCIL MEMBERSHIP– EXPRESSIONS OF INTEREST

2019 – 2021

Expressions of Interest

ADRAC seeks Expressions of Interest for appointment to its council. In all, seven new members from across Australia, are being sought. Four new members will replace retiring members, and three are sought to expand the Council from 11 to 14 members.

ADRAC

ADRAC is a national, not-for-profit, public interest, independent ADR policy body. It examines ADR techniques, education and standards, and promotes the use of ADR in all areas of dispute. It makes submissions to Governments, law reform and other interested entities, it conducts and publishes studies on aspects of dispute resolution and it promotes the work of those in the dispute resolution field. ADRAC’s existing membership, its Charter and its work may be viewed at http://www.ADRAC.org.au.

ADRAC is generously supported in executive and legal functions by the Australian Government Solicitor and in addition, is currently seeking sponsors.

Members

Members of ADRAC generally have dispute resolution expertise or represent a specific area of dispute management interest. Members are self-funding at present, unpaid and act in the public interest. Appointments are generally for two years but are extendable or reducible as needed.

Requirements currently include two full-day, face-to-face meetings and up to eight, electronic meetings of less than one hour, per year, and committee work that includes active contribution to ADRAC’s activities. ADRAC values diversity and runs on commitment, enthusiasm and creativity, both at meetings and in the work it does.

Applications

If you wish to be considered for appointment to ADRAC, please make a written submission (outlining your relevant experience/expertise and including a current CV) to office@ADRAC.org.au . To be considered, your expression of interest should be received by Friday 8 March 2019.

Final assessment of applications will be made by a group including external advisers.

Inquiries: Please ring Jeremy Gormly SC (Chair of ADRAC) on 0400190953 or 02 92646899.

Where’s the evidence? Service providers’ research activity in family dispute resolution and related services

One of my favourite researcher pastimes is musing how to find better evidence about the experiences, preferences and needs of potential clients of dispute resolution services. How do we know what people want from their dispute resolution experience? There is a great wealth of research data captured by dispute resolution service providers, and those data don’t necessarily always come to the attention of researchers when they conduct literature searches in their habitual ways. Our network has the potential to bring research findings to the attention of people who want to access research about dispute resolution.

evidence

Below are some examples of research projects, data and findings that are publicly available through service providers, specifically relating to family dispute resolution and related services. I hope readers might find some of these useful in their work.

Relationships Australia National Research Network

Relationships Australia is a national organisation that provides a plethora of services in relation to family and other relationships. They use their broad reach to work collaboratively between their various services to conduct research, through their National Research Network. A current project is a longitudinal Family Dispute Resolution (FDR) Outcomes Study, which promises to provide considerable insight into the quality of outcomes achieved in FDR. A brief summary of the findings from a 2012 study into the psychological distress levels in Relationship Australia family support services clients is also published on the website. Each month, Relationships Australia runs an online survey on a particular topic, and the findings of the survey are published. These surveys seek public opinion about various matters, and this might provide useful “snapshot” evidence about likely perceptions of particular processes, for example, child inclusive family dispute resolution.

Interrelate

Interrelate is a not for profit provider of relationship services that specialises in supporting parents and children. It has a healthy culture of research and a dedicated research and service development team, evaluating programmes in-house and in collaboration with research partners. In 2014 Interrelate presented its experiences of establishing a service-based research culture in a conference paper titled Creating a Research-Aware Workforce: Lessons from the Trenches. Publications are available on the Interrelate website. Some of the publications of particular interest to dispute resolution researchers include the 2017 Certifying Mediation: A Study of Section 60I Certificates, in collaboration with the Centre for Social Research & Methods at ANU and co-funded by the Commonwealth Attorney-General’s Department. The 2011 Report on the Study to Improve Understanding of Non-Agreement in Family Dispute Resolution is also an interesting research report, which was conducted by The Australian Institute of Family Studies. Also available are evaluation studies of Interrelate programmes, including:

Legal Aid Services

Back in 2008 KPMG conducted, on behalf of the Commonwealth Attorney-General, an evaluation of Family dispute resolution services in legal aid commissions. Legal Aid Victoria includes research activity as a core part of its business. The following research project reports are available on the Legal Aid Victoria webpage:

Legal Aid NSW published reviews, evaluations and discussion papers that it conducted in-house or commissioned between 2008 and 2015. These include Felicity Bell’s Discussion Paper on Facilitating the participation of children in Family Law processes, and client satisfaction survey results.

Anglicare

Anglicare Sydney have a Social Policy and Research Unit that conducts research and publishes reports on the Anglicare website. These include the 2018 Going it Alone: A Study of Lone Person Households, Social Isolation and Disadvantage in Sydney.

Finding the evidence

Quality research work occurs within service provider organisations. Research supports the field in the evolution of both practice and theory.

For researchers, the impracticality of capturing all of the research findings relevant to their work is an ever present challenge. The dispute resolution field spans all organisations, fields, disciplines and professions. This post focused upon family dispute resolution and related services, only one aspect of the dispute resolution landscape. Future posts might draw together service based and publicly available research related to other topic areas. Please contact me if you would like to volunteer to put together a similar post in your area of specialty.